In a change to my originally intended blog post on open area excavations (see next month for that) I thought I would detail my experience as a commercial archaeologist during the Covid-19 lockdown. During the lockdown, most folks have been stuck inside, isolated from friends and family, working from home or furloughed unless in vitally important (key worker) roles such as hospital, food factory or supermarket workers. Things in construction happened differently; that is to say, nothing really changed. So, as a non-key worker who continued to work on site with and around others, here is an example of how we managed good practice (or did the best we could to stay safe whilst having to work).
I work for a small satellite office of one of the bigger archaeological companies – I’m not naming names but you can probably figure out which one without too much effort. Back in March we could see the virus looming on the horizon and I had a lot of post-ex work to do so about a week before lockdown started I packed up all my files and my work laptop and took all my gear home (managing one cheeky motorbike ride before I did). So, when lockdown actually happened I had already been working at home (and cursing IT) for about a week, so the immediate lockdown didn’t change much for me.
Our first official orders were that everyone out on site was pulled in immediately, so everyone was at home for at least a week, then those who were finishing off sites headed out for a few days under strict conditions to tidy up and make sites safe. I did two weeks of working on my post-ex at home before I was called on to head back out to site. You see the country was on lockdown, pubs closed, shops closed, businesses closed, but not construction. HS2 – the major UK rail infrastructure project, never shut down (to the best of my knowledge), nor did some of the large development sites (although some did shut down and to them I’m sure a lot of archaeologists and other workers are grateful). Our problem is that if construction doesn’t stop, we as archaeologists can’t stop as we have to clear and record the site either before or during work (see my previous commercial archaeology 101 blog entries for details on how it all works). If we don’t, either the development is stopped or, (more likely), they continue anyway, and we lose the archaeology forever.
Now I will hold my hands up and admit I was lucky with the site I was sent to – others have not had the same generally positive experience that I have so I’ll stress again that this was my experience. I was sent to a watching brief, so I was the only archaeologist on site performing observations on trenches being excavated for a new thermal water heating system, (or something of the like) in the grounds of a stately home.
My job was immediately made much easier by the fact that there were no longer tourists in the grounds of said stately home. The site access was heavily controlled with only specified people allowed to operate the gate. There was ample parking (I was using my own vehicle and keeping it clean), with plenty of space and there was a maximum of eight on site, although more regularly five and of these I was only regularly working with three. So, we had a small closed group of people and plenty of space. The 2m rule was instigated at all times and we had separate welfare – theirs was a cabin, mine was my car and the public toilets in the ground of the stately home (these were opened exclusively for me). I had my own bottle of hand sanitiser, disinfectant and soap provided by the office, and a shiny new set of COVID-19 RAMS, (Risk Assessment and Method Statement), alongside my normal RAMS and two daily briefing sheets to be filled in and copied to our office H&S officer every day (more paperwork, YAY). The COVID-19 daily brief was to ensure that my facilities were clean, we could maintain distance, no one on-site was ill, my vehicle was clean and disinfected, that no one besides me had used my tools, and a few other things.
From this point we managed to carry on as a fairly normal watching brief, the guys dug the trench, I kept an eyeball out for interesting stuff, (there were brick culverts. Lots and lots of brick culverts) so I was kept busy. I cannot praise my groundworkers enough, these guys were great. They asked what I was looking for and got really good at spotting the changes in geology and cleaning brickwork, and at all times they were brilliant at keeping at least 2m apart and moving their kit out of the way, letting me move my kit and giving me the time and space that I needed to undertake archaeological recording. In fact, as the site is completed I can probably do a name drop. Leggate Plant, thanks lads! You know who you are, thank you for making me feel safe in these strange times!
So, I was quite content actually going out to site in the middle of a pandemic as my H&S was really good and those I was with were really good too. We had one incident about three and a half weeks into the job when one of the pipe laying guys (not the team I was working with, these guys were following us up the pipe about a week behind so I didn’t know anyone besides their supervisor) turned up and within minutes told the site manager that he was running a fever and had a nasty cough. The site manager (rightly) gave him one hell of a telling off and sent him to go sit in the car whilst he called his managers for advice and got the lads to give the cabin a thorough scrub whilst increasing site distance for the day to 3m. The site was stood down for the following day (lucky as it rained like hell that day) and we returned the day after. It later turned out that this guy was just hungover and was not sick with COVID-19 but how were we to know? Our only real problem with working together was that keeping a 2m distance from everyone on site is A) much more stressful than it sounds and b) easy to forget after a few days when auto-pilot brain wants to take over. We all got very good at reminding each other and making a real point of standing there saying ‘that ain’t 2 meters that’s 1.9,’ or ‘3 meters, bit anti-social today ain’t you?’ (we can still have some fun, sometimes making light of the situation is the best way).
All in all then my site experience so far has been quite good, but, I only had to be responsible for myself. Heading up a larger site will be much more of a challenge. Now my team are mostly sensible, and they are taking this seriously, but even the best laid plans can go wrong. Humans naturally gravitate towards one another when talking and before you know it you can be stood right beside the person you are taking to. Or maybe we need to lift something heavy like a cremation urn. There is no way of keeping a 2m distance and doing that. And sure we can all have our own shovel, but we only have one site camera and one GPS unit, and one site file, into which all the completed records go, so there will be multiple people touching certain objects – this is something that we can’t change quickly. Though we can disinfect stuff.
But what about even larger sites, development sites with 100’s of people. There is a hashtag on twitter #shutthesites that has been highlighting the cramped cafeteria’s and busy sites throughout the pandemic and there have been a lot of construction workers who have been afraid to go to work with good reason. Some of my collages have reported terrible site conditions on development sites where they have arrived at packed car parks, there’s been no social distancing on site at all until they reach the archaeological area when they can breathe a bit and it’s just them, but even with staggered break times they cannot use the cafeteria or welfare as there are simply too many on site for it to be safe. Fortunately, all our work at the moment is voluntary, so we are not being forced back on site. Although, as government legislation changes by the day, who knows how long that will last.
It would be interesting to hear more experiences of archaeology in lockdown whether on site, working at home or on furlough – please do feel free to share your experiences in the comments below or on Facebook and stay safe on your sites.
In my blog travels through commercial archaeology so far, we have: undertaken a Desk-Based Assessment, marched through the field undertaking a Geophysical survey and opened up a few Archaeological Trial Trenches as part of an evaluation. And, what did we find? Well for the purposes of today’s blog post, not a lot.
If our evaluation turned up mostly blank trenches, but did have a few scattered dated features, then we do still have an archaeological interest in the site. It is at this point that we will undertake an archaeological watching brief. In this case we observe any groundworks pertaining to the new development. The development itself having been assessed as likely to cause minimal damage (if that) to the limited archaeological remains on the site. Alternately we may be in an area of known heritage, say a scheduled monument or stately home with a considerable amount of suspected archaeological remains. In these cases, full-scale excavation is undesirable and an archaeological watching brief is preferred as it is the least destructive means of obtaining information about the monument or property, allowing for the preservation of remains outside of the development footprint without disturbance (in-situ).
The watching brief then is the final part (with the exception of the report) of archaeological work that we will undertake on a site with limited archaeological potential. We are generally expecting very little (except for the scheduled monument scenario outlined above), and record everything we see for posterity, so that it can be referenced should any other work take place in the area. In general we see a lot less than we would on an evaluation and considerably less than on a targeted excavation or an open area. Like the evaluation, what we are gaining is a snapshot of the site, but unlike the evaluation, what we see on a watching brief is being removed as we watch, our watching brief record will be the only record that the feature ever existed. Unless as on my current site we have something like a wall or culvert that the new pipe can be routed beneath.
It is not a fool proof method, and the archaeological observations can be sporadic, meaning that several people may have done a site visit, which can also cause nightmares for the one who ends up writing the report. But it is important to note that even finding nothing at all can be important for future research in the area, to quote that famous phrase – absence of evidence is not necessarily evidence of absence, and noting that nothing of archaeological interest was found in one field whilst three roundhouses were found in another can bring us closer to understanding the wider landscape of an area.
In my experience the watching brief is the least liked task of the field archaeologist (site dependent) as we actually have very little chance to really analyse what we are looking at. It is important to note that the watching brief is actually a very versatile form of site investigation and can range from an afternoon spent observing the excavation of footings for a new conservatory, to several weeks of sporadic trips observing the creation of a new road, to the several weeks of stripping small areas (the footprint) of the buildings of a small development, however this latter example borders on targeted excavation and open area which I will discuss next time.
In general, an archaeological watching brief is about observation. The archaeologist is not running the site (unlike an evaluation or excavation), we are just there to observe the groundworks involved with the construction. This can make the process incredibly frustrating for both parties – the developer wants to get on with the job and the archaeologist wants to record everything as accurately as possible. Occasionally there can be friction. This is not always true: some groundworkers and developers are actually great to work with. For example, the current team that I am working with, under the challenging conditions of Covid-19 and social distancing, are actually some of the best lads I have worked with on a site. We manage to give each other space whilst maintaining our observations and when we come across yet another post-medieval brick drain or foundation wall, they pause the machine and jump in with shovels to clear all the debris around the wall so that I can then hop in with my gear whilst they have a break, and do my final cleaning, photos, section drawings, scaled plan and measured tie-ins from established structures or grid points and record my contexts sheets. This can take anything from 10 minutes to the 3.5 hours I spent recording a monstrous intersection of several walls on Wednesday morning. These guys have been great and a real pleasure to work with, and I wish I could yell their company name from the rooftops, but I’m bound by Client and site confidentiality until the job is all done.
Other times watching briefs can be a real pain, as the archaeologist is not in charge of the site we cannot realistically halt the operation, however we are supposed to be given enough time to make our records and observations. Minutes can often be enough to make basic records, but often full recording is challenging, as the machine crunches on relentlessly and we are left playing catch up and recording features that may once have been ditches or pits in the section of the trench. Hopefully we will have managed to see the shape of the feature on the ground and thus determine whether it was a circular pit or a linear ditch. Although this can be deceptive – I recall vividly recording something that I and everyone else on site swore was a ditch in an evaluation, only to find when we returned and stripped the whole site that it was a very, very big pit and not the potential early medieval boundary to Bury St. Edmunds.
And, there may be another problem, (now this could just be me, but I suspect not), sometimes we simply are not listened to. On one of the worst sites I ever had the pleasure of doing a watching brief on, I found myself having to phone my (male) manager to have him explain that yes I was qualified to do this job, yes all those qualification cards in my wallet (CSCS, Cat and Genny, Overhead cables, manual handling, vehicle marshalling, my company ID card and several others) were really mine and yes I had earned them despite the desperately unfortunate handicap of being a woman! I had to phone my manager several times that day and indeed that week to have him repeat to the site foreman word for word, what I had said I was doing/ needed to do and why. This guy was a nightmare, and (being stubborn) I refused to swap the site with one of my male counterparts because by this point I was annoyed – I’d also lodged a formal complaint and wanted to see how it panned out, so this nightmare continued for about 2 weeks, whilst I recorded the, actually fairly substantial amount of pre-historic activity in the area of a new small two-house development. (I did actually get a very grudging apology – that was in no way sincere at the end of the job, but I also found out later that he also complained that a woman (me) had written the site report too). Fortunately, there seem to be less and less of these “gentlemen” around, but unfortunately construction is still rather male dominated – come on Ladies I want to see more female plant operators and site forewomen! Usually, once a difficult Forman realises that I do actually know what I’m doing and that I’m not trying to hold them up, but am willing to work with them to keep the site moving (so far as is reasonable), they usually relent and let me get on unhindered.
Anecdotes aside, the archaeological watching brief is a short observational analysis of a site. It is not something we would usually do in an area where lots of archaeological remains were expected – unless it is a significant site and the activity is minimal, such as a new pipeline for example. As a result, the ground interventions that we are looking at are generally half a metre wide and a metre or so deep (depending on the pipe, footing etc), so we only have a very small window to see what is going on. I once did a watching brief on the footings for a new garden centre, this involved 100 1m x1m squared excavated to a 1.5m depth and immediately filled with concrete. Fortunately, there was actually nothing to see, though I did manage to photograph every hole from all 4 angles just in case something showed up later. I’ve never found a major discovery during a watching brief and the chance of making one is very low because of the speed we have to go, but it is still possible and I would love to hear stories from other archaeologist who have made interesting discoveries during a watching brief!
Next time I’ll be looking at my favourite type of site, the targeted or open area excavation; a strip, map and sample – this is where all the real fun happens.
Following on from my previous blog on geophysics and the preceding one on Desk-Based Assessments, this time I’m discussing one of the ways we can take the archaeological process forward following those processes. In this case: Archaeological Trial Trenching. It is important to note here that trenching is intended to give archaeologists as much of a view of the site as possible whilst causing the least damage, and that what we see is only a window into what lies below the ground.
There is a distinct advantage therefore in evaluation trenching following a geophysical survey as we can use the survey results to identify potential archaeological hotspots, or individual features and so strategically target our trenches to assess the dates and nature of the expected archaeology, and test the accuracy of the geophysical survey. If there is no geophysical survey available, trenches are usually planned to be excavated either in a herringbone pattern across the site or alternating east-west / north-south to cover a specified percentage of the overall site area.
Trenches can be any size and shape. Usually we mean something 1.80m wide by 10-50m in length, but a trench can be as small as a 1m x 1m hole (often referred to as a test pit). There is also no set number of trenches for an archaeological evaluation. The number and size of the trenches required is determined on a site by site basis. Smaller sites requiring between 1 and 10 trenches and larger ones anything from 30 -300 or more.
There is no set depth that we excavate trenches to either. We look for the archaeological horizons, so the uppermost layer of strata in which we encounter archaeological features, this also on a site by site basis; the archaeological horizon may be the upper level of the natural geological strata or it may be a demolition layer into which pits have been cut. Rural sites often produce shallow trenches usually 0.50m or less. (although deeper stratigraphic sequences may be seen at the base of hills or in heavily worked areas. By contrast urban sites produce trenches that are frequently over 1m in depth and can be several meters deep due to the use and reuse of the site over time.
The aim of the archaeological evaluation trenching is to assess the archaeological potential and the expected significance of any archaeological deposits or features encountered. A large number of archeologically blank trenches indicates a low potential for previous activity to be present on the site. Likewise, a substantial amount of modern landscaping which has resulted in heavy disturbance of the underlying natural geology of the site will indicate a low potential for the survival of archaeological materials. However, trenches which produce archaeology can be indicative of moderate to high potential for previous land use and settlement in which case further archaeological works are likely to be requested before any proposed development of the land will be allowed to proceed.
So, how is the evaluation conducted?
Usually there will be at least two archaeologists present on an evaluation job. A field supervisor to monitor the machine and field archaeologists to undertake recording and excavation of the features. Archaeologists on site will work to a Written Scheme of Investigation (WSI) which details the intended development, known historical background of the area including any previous archaeological works, the expected geology (as noted in the British Geological Survey), height above Ordnance Datum, and if we are lucky, the service plans for the site detailing where any underground cables and/or service runs may be (these are frequently inaccurate see my previous services blog post!). We also have a plan of the intended trench locations. These days we usually load this data into a GPS unit and set out and record our trenches onto the machine. However, it is possible to both set out and record using tape measures and triangulation, although as use of the GPS becomes more frequent, this skill is being lost.
The first thing the supervisor should do on arriving on site (besides greeting the client and if on an active construction site undertaking an induction) is to ensure that the site is safe to work on and that welfare is available (this may be arriving later or may be local facilities). The supervisor should also walk the site with the trench plan to look for hazards such as overhead cables, fences, trees or other potential issues that may require the repositioning of a trench or may cause a hazard to the staff working on the site.
Trenches can be laid out using a plan mapped onto a GPS or can be measured in from landmarks on a map. To ensure that the correct percentage of the site is covered by the evaluation trenching it is a good idea to extend each trench by 1 or 2 meters as some inevitably end up smaller. It’s also a good idea to dig a test pit in at least one trench to test that what looks like the right natural layer is really the layer we are looking for.
Trenches are stripped by machine with a bladed bucket, affectionately referred to as the big yellow trowel, and are monitored by an archaeologist at all times. It is often useful to extend the trench by a few meters when laying out as they have a tendency to shrink once access ramps are in place, and it is also useful to excavate a test pit in at least one of the trenches to confirm that what looks like the undisturbed natural geology is actually the natural geology. Redeposited natural layers can be confusing and geology like brickearth can be hard to spot to the untrained eye.
What we look for during the excavation of the trench are the changes in geological build up, where the topsoil changes to subsoil, where the subsoil changes to undisturbed geological layers – we call it natural geology however a more correct term would be the undisturbed upper layer of the natural strata. At least this is the case on rural sites, as outlined above urban trenches can be several meters deep with huge built up layers. (The difference between the two types of site is worth a blog post on its own!). In either case what we are looking for is evidence of previous human activity.
If there is a high level of archaeology we may not investigate every single feature that we see in a trench. Archaeology is a destructive process and if the evaluation indicates a high presence of archaeological features, their excavation may be best left until a later date when the whole site is stripped and the features can be seen properly. We record everything that we see and locate it with the GPS unit so that when we, or another unit returns to the site, we can locate our evaluation trenches and confirm how what we recorded in the evaluation fits into the site as a whole.
We record everything we do in the evaluation as once we have removed something we cannot put it back. The trenches are tied in to the OS national grid so that there is a record of exactly where everything was found. Each trench and feature are planned either by hand at a scale of 1:20 or, more frequently with the GPS unit. Spot heights are taken, at the top and base of the trench and each feature. Context numbers are assigned for everything that was excavated, photographs are taken, section drawings are created and a thorough record is made before the trenches are backfilled.
A report detailing what was found on the site, including any potential dates from analysis of the finds is produced and submitted to the local planning authority. It is they who will decide what the next step is for the site. If the results of the evaluation match the geophyisical survey, or there was a lot of archaeological deposits and features recorded, then it is likely that further investigation of the site will be required. If there was very little material then perhaps a watching brief will be conducted, observing the groundworks associated with the development, and recording anything that may be observed.
The evaluation therefore gives us the first (second if a geophysical survey was undertaken) look at the site via a series of small windows. It is not a fool proof method. I have heard tales of sites that found a modest amount and on further excavation showed that each trench had been excavated between the burial plots of a vast cemetery. I have done a site myself where the evaluation suggested that some medieval activity had occurred but little of major significance, when we went back to do the excavation we found a medieval brew house. One of our trenches had gone through the doorway and missed out the walls - we had only recorded a shallow gully where the threshold should have been! Our mistake was clear when we returned but during the evaluation we could only work with what we could see.
And it goes the other way too. A few years ago, I dug a site where the evaluation indicated there was high potential for a Roman temple. We stripped the whole area, found an Iron Age settlement and a lot of high-status Roman tile from a bathhouse, but no temple and no sign of structural remains or robber trenches, just a lot of dispersed tile and pottery rubble suggesting a villa was likely nearby. Evaluation trenching is merely a window into what lies below, it cannot tell us everything about a site and so a site’s journey from DBA to development is unlikely to end at this stage. In my next blog I’ll look at the approach we take if we found little in the evaluation stage. A watching brief.
In my last blog we looked at Desk-Based Assessment, the usual first link in the process of commercial archaeology preceding a development. There are several ways to continue forward from the DBA, the easiest (for the developer) is when the assessment strongly indicates either nothing archaeological is likely or that the modern disturbance will have already annihilated anything of archaeological interest, in this case no further work may be required. However, this is rare.
More often the next step will be one of three things; an archaeological watching brief (if nothing much is expected), a trial trench evaluation (if there is reason to suspect archaeological remains), or geophysical survey (if ground conditions are suitable and a significant amount of archaeology is expected). In this blog post we’ll look at geophysical survey as the results of this survey often lead to further archaeological involvement of the other types, which I’ll get to in future posts.
Geophysics then. Let us start at the very beginning, what is it? In short it provides a way of seeing below the ground without digging it up. A kind of X-ray for the earth. Anyone reading who is old enough to remember Time Team, or has watched the re-runs on various channels will recall the geophysics team plodding up and down fields with their gizmos and producing what looked like a heavily pixelated graphic that may or may not show a wall or something. The technology has come a long way since then and a number of commercial archaeology units now have their own equipment, though specialist archaeological geophysics companies also exist as geophysics and archaeology are separate disciplines.
There are several different types of geophysical survey that can be used for archaeological purposes, Resistivity, Magnetometery, Ground penetrating radar (GPR), Lidar, and sonar. Sonar is only used for marine archaeology which is something completely different and involves all of its own specialisms and techniques. GPR is probably the best known type of geophysical survey although is not necessarily widely used for archaeological purposes as there are limited conditions in which it can be used effectively.
Lidar, (optical remote sensing using laser pulses) is slowly becoming more common as more parts of the country undergo Lidar survey, however it remains largely prohibitively expensive for commercial companies to conduct Lidar surveys of site. Should a Lidar survey of the area in question be already available then the Lidar data tends to be utilised as part of the Desk-Based Assessment.
For archaeological purposes resistivity and magnetometer surveys are favoured. Resistivity surveys were certainly common when I was on student excavations in the early 2000’s, although the trend these days is for magnetometer use. However, both are worth looking at as they work in different ways and each is better suited to a particular type of archaeological feature.
Resistivity surveys have been used on sites for several decades and were introduced as archaeological tools to the general public by the aforementioned Time Team (I’d certainly never heard of it before watching John Gater and his team trudge the fields). The survey equipment tends to look like a metal frame wrapped in bits of white plastic pipe, with two or four spikes along the base, attached to a battery pack, (or at least that’s what the last one I used on a student dig back in the early 2000’s looked like – I suspect it was a homemade one). The resistivity survey works on the principle that damp ground conducts electricity faster as there is less resistance to the current. A resistivity meter attached to the electrodes (spikes) measures the varying degrees of resistance during the survey. So, ditches, where the soil retains moisture, will allow a current to pass through relatively easily, whereas something solid like a wall, will slow it down. It works really well for ditches and pits in well-draining geology like chalk and gravel. Downside is, this is really slow, and the kit is really heavy.
Which is why magnetometer surveys have become increasingly common in the commercial sector, where time is a huge factor as developments tend to move quickly (or at least they want all the archaeology done yesterday). Though be warned the magnetometer comes with its own problems. Point 1, users can not be wearing anything metal. So goodbye steel toe caps, farewell zippers, lose the underwire bra, earrings, wedding rings and any other metal you may have, or if you’re anything like me and are surrounded by your own personal EMP just stay well away from them. I’m serious, I can’t touch the things, the magnetic reaction is like dropping a demon in holy water or putting a magnet next to a floppy disk (wow that makes me sound old!) and the whole survey comes out blank. Lucky me.
There are a few different types of magnetometer but for archaeological purposes we usually use a gradiometer with two sensors (as opposed to a single sensor), because archaeology tends to be close to the surface in areas where we would undertake the survey, and the two sensors provides better resolution at shallow depths.
So what does it actually do that makes it better for commercial archaeology than the resistivity survey? For starters it can be used in a variety of conditions, although like most equipment (and archaeologists for that matter) it tends not to like the rain too much. The survey can rapidly cover a large area, as there is no need to stick probes in the ground. The magnetometer detects metals, specifically reacting strongly to steel and Iron, but will also detect burnt or fired materials such as brick, scorched earth (hearths), pottery kilns and certain types of rock which are highly magnetic, however it can also be used to detect smaller things like decayed organics or disturbed soils if magnetic rock formations are not present – hence its usefulness to archaeology.
So why do we undertake geophysical survey? Once the survey has been done and the data processed, a geophysical survey can give us a good idea of what is lurking under the ground, which helps inform the next step. If we can see what looks like several ring ditches and a load of other potential features, a geophysical survey gives us targets to dig – thus informing the location of evaluation trenches (see my next blog post, subscribe and be sure not to miss it!). If the geophysical survey detects little, then we may go forward with a more limited watching brief on the area (more on those later too).
A desk-based assessment was our first stop to obtain a history of the area from maps and records, a follow up geophysical survey is telling us whether or not there are potential archaeological features under the ground, not only that but the geophysical survey gives us an indication of what type of features we are looking at, ring ditches are a good indicator of prehistoric settlement, square shaped enclosures may suggest Romans, long regular lines are likely to be medieval ridge and furrow. Critically the survey allows us to give the developer an estimate on how long we might need on site and the type of excavation that we will be required to do, which informs the cost of the project, both for us and for them. Geophysics also prepares the site supervisor for getting boots on the ground and pointing the big yellow trowel in the right direction. Having an idea of what you’re looking for and a rough plan of where you might find certain features is very useful.
In my line of work as a commercial field archaeologist I have to be prepared to deal with various types of site in terms of date range and intended development but we also have multiple methods of determining what sort of archaeological survey to undertake on any given site. In the next few blog posts I’m going to run through each type of archaeological survey that we undertake, where it fits in the planning process and what it means for a development. And so, we will start at the beginning.
The Desk-Based Assessments (DBA) sometimes referred to as an Historic Environment Assessment (HEA) are generally the first step in the archaeological aspect of the planning process. They may not always be requested as, if an area is being heavily developed a previous DBA may have already covered the area of the site in question. For the most part a DBA is the beginning of the archaeological side of the planning process and if there is not already a HEA or DBA in place it will be the first thing that a town or county archaeological planning officer will request as part of the considerations on which archaeological conditions will be attached to planning permission.
This is relevant to any development whether a huge 200+ housing development, a golf course, or in some cases an extension (house extensions are heavily dependent on the area in which you live and not everything will always apply – covering the planning process is a whole different ball game). A Desk-Based Assessment is pretty much what it sounds like. We do a little research into the development area to see what type of previous activities are recorded.
One of the first places we go to is the Historical Environmental Record (HER) various aspects of which are available online via an approved gateway and in (some) local and/or regional libraries or county/town council offices or archives. The homepage is here searchable by region/town. And will give the interested individual all the information they need about who to contact and where the HER database can be accessed.
Within the HER itself we can find details of all previous archaeological excavations and assessments within a radius (usually 5km) of the intended development. This gives us a basis to work from as we can see which historical periods tend to dominate the area – for example some areas of Oxford are heavily Roman, whilst others have yielded very little Roman material but may have been used more during the Saxon period. So, we get a feel for the area.
Ordnance survey maps, also available through the HER and local libraries can show us the progression of activity on the site itself whether buildings were there, what the landscape was like, but these obviously only go back to the mid 19th century. Depending on the region we sometimes find that Tithe maps (taxation maps) are available and these, whilst not accurate in terms of scale, can indicate the function of a portion of land. Written records are important too and it may come as a surprise to know that we still consult the 1069 Domesday book for a lot of sites. This is an important document as it details explicitly the citizenry, functionality and wealth of a town or village often with other useful tidbits like this village was passed to this lord for services rendered to the king, or this land was gifted to the church for X reason. Another valuable source is the Victoria County History (VCH) available online here. It does not cover the whole country but gives the known historic background to various towns and cities. On occasion ancient texts may be employed, however these can be notoriously unreliable though the Romans did produce some useful itineraries such as the Peutinger Table which maps the road routes of the empire from India to Britain and survives as a medieval copy. Though these days we tend to consult Margary’s 1955 detailed study, mapping and projecting lines of the Roman roads of Britain, should we be trying to track one down, or see how close to one our site may be.
As part of the investigation we will also check the geological maps of the area. All available online as part of the British geological survey. The geology itself can sometimes give us an indication of what me might find – for instance raised gravel beds tend to have been preferred spots for prehistoric peoples of Mesolithic to Bronze Age date to pause or settle, so even if there is limited evidence in an area the geology itself may indicate a potential for archaeological remains based on what we understand of the habits of ancient peoples. Chalk will always show archaeological features clearly however remains such as bone are unlikely to survive. Clays and alluvial layers can be deep and may require careful examination as alluvial layering can hide early features below natural deposits. Also the nature of the landscape itself can be informative. Archaeological remains are more likely to survive intact in areas where there has been little development – though little development may also mean little to no chance of remains as the land was never used. We take all these things into account when creating our desk-based assessment.
So, a desk-based assessment – basically it is like a college research paper, detailing the likelihood of archaeological remains and their potential date(s) and importance to the area should they be found. It is this document that is used by the planning archaeologist within the county or borough to determine what (if anything) the next phase of archaeological process will be. Believe it or not there are a few cases where the desk-based assessment will be the only archaeological research done for a site. This occurs only if it is felt to be conclusive that there is little to no chance of archaeological remains being present in the area. Usually however it goes something like this:
Say our desk-based assessment discovered that the portion of land scheduled for development lay in an area within 5km of a Saxon settlement discovered through previous archaeological investigation. 2km from a second century small Roman villa/ farmstead (these can often be found in close proximity to others). Perhaps field walking in the 1960’s recovered two third century Roman coins and a prehistoric hand axe from the site itself, and the field lies just outside the known core of a village mentioned in Domesday as being of some substance and industry. This would warrant further archaeological investigation and depending on the landscape we would either move directly to archaeological trial trenching or potentially to a geophysical survey. Geophysical survey is now becoming much more common and I will cover it in the next blog post.
S. M. Porter
Professional archaeologist and author, S. M. Porter loves history, adventure and digging in the mud. Her career is in ruins - just where she wanted it to be.